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Overview
Designed specifically For The Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed — in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive To The authors' own Securities Regulation: Cases and Materials, Fifth Edition . the 2008 Edition features: Securities Exchange Act Rules: Rules and Forms Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, Internet shareholder forums Section 15A(14), The military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206(4)-8, hedge fund antifraud rule The Investment Advisers Act Regulation S-K: Item 308T. Internal Control over Financial Reporting and Item 407. Corporate Governance Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control over Financial Reporting Securities Act of 1933: Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act of 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules
| ISBN-13 | 9780735572065 |
|---|---|
| ISBN-10 | 0735572062 |
| List Price | $43.00 |
| Format | Paperback |
|---|---|
| Publisher | Aspen Publishers, Inc. |
| Published On | 2008-08-07 |
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Bonita
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Access codes and supplements are not guaranteed with used items. May be an ex-library book.
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