9781683283188

Securities Regulation in a Nutshell

Format: Paperback

ISBN13: 9781683283188

Paperback|9781683283188


Overview

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

ISBN-13

9781683283188

ISBN-10

168328318X

Weight

0.82 Pounds

Dimensions

7.36 x 0.71 x 5.00 In

List Price

$50.00

Edition

11th Edition

Format

Paperback

Language

English

Pages

449 pages

Publisher

West Academic Publishing

Published On

2016-08-02



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Bonita
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Santa Clarita, CA, USA

Access codes and supplements are not guaranteed with used items. May be an ex-library book.
$131.92

 Free delivery by: 04 Apr 2026


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