Securities Regulation in a Nutshell
by Thomas Hazen
Format: Paperback
ISBN13: 9781642423983
Paperback|9781642423983
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Overview
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.
| ISBN-13 | 9781642423983 |
|---|---|
| ISBN-10 | 164242398X |
| List Price | $58.00 |
| Edition | 12th Edition |
| Format | Paperback |
|---|---|
| Language | English |
| Pages | 473 pages |
| Publisher | West Academic Publishing |
| Published On | 2020-12-14 |
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