Principles of Securities Regulation, 3d the Concise Hornbook Series
ISBN-10: 0314187995
ISBN-13: 9780314187994
$50.00
Book Specs
Binding
Trade Paper
Publisher
West Academic Publishing
Published on
Sep 28, 2009
Edition
3rd Edition
Dimensions
6.25x0.75x9.25 Inches
Weight
1.25 Pounds
About the Book
Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies